Jeff is the Chief Compliance Officer at Chickasaw Capital Management, LLC. His responsibility is to formulate and communicate a compliance vision which effectively manages and mitigates risk, establishes proper controls and supports business initiatives. Prior to joining Chickasaw Capital, Jeff was a Director and Complex Supervisory Officer for UBS Financial Services Inc. in Chicago, IL, and prior to his time at UBS, Jeff spent 14 years as Vice President and Regional Supervisory Manager at JP Morgan Securities, LLC, (previously Bear, Stearns & Co. Inc.) supervising retail brokerage and investment advisory activities in the Chicago PCS office as well as three satellite locations in the Midwest. Jeff has over 35 years of financial industry experience covering broker operations and trading, with over 25 of those years focused in compliance, supervision, branch administration and personnel management. Jeff works closely with the Firm’s CEO as a liaison with the various regulatory agencies and works to keep the Firm’s policies and procedures current with industry standards. Jeff began his financial services career at Charles Schwab in 1987.
ADVISER TO THE MAINGATE MLP FUND